FIDUCIARY SERVICES
Being a plan fiduciary isn’t an easy task, but it is possible to provide this important employee benefit while avoiding unwelcome surprises from ERISA’s enforcement agencies. DHA has assembled a program of materials, services, and products to manage your fiduciary duties and responsibilities. For its clients, DHA provides the following fiduciary services:
- 404(c) compliance program
- Fiduciary handbook
- Questions and Answers About ERISA 404(c)
- Sample documents that include:
- investment policy statement
- investment committee by-laws
- committee meeting minutes
- black-out period notice
- default account notice
- fund mapping chart
- fee and expense worksheet
- due diligence checklists
Additionally, DHA provides:
- ERISA bond
- Fiduciary liability insurance
QUALIFIED RETIREMENT PLAN NETWORK OF SERVICES MODEL
The operation of a qualified retirement plan consists of five interconnected working parts that interact with each other and determine the success or failure of a plan. The five interconnected parts are: consulting services, compliance services, administration services, education services, and fiduciary services.
Use the network model to select the service you wish to view, or click on the corresponding link on the right.
